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Home » Our Associates
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Chief Compliance Officer
235 Montgomery Street, Suite 1050
San Francisco, CA 94104 (map)
(415)869-5968
E-mail: carol@protectedinvestors.com
Carol Hallberg, with PIA since 1997, is PIA's Chief Compliance Officer. She enjoys the people she works with and the array of opportunities her job offers. Her favorite sentiment is, “Be part of the solution, not part of the problem.” Carol earned a BS in Justice Studies from San Jose State University and a National College of Exercise Professionals license in personal training. She is Microsoft Certified Professional and a Microsoft Certified Systems Administrator, and holds the following licenses: Investment Company Products Representative (6), General Securities Representative (7), Uniform Securities Agent State Law (63), Uniform Investment Adviser Law (65), General Securities Principal (24), Registered Options Principal (4), Financial and Operations Principal (27), Broker/Dealer Financial Operations Principal (28), and Municipal Securities Principal (53). In 2007, Carol received the Molly Peterson Award for ten years of dedicated service to PIA. Born in Syracuse, New York and raised in Arlington, Virginia, she is a self confessed baseball fanatic. Carol lives in Clayton, California with her partner, step-daughter, and their cats, Camille and Bray.
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Protected Investors of America, Inc. is an SEC registered Investment Advisor and a Member of FINRA , SIPC, and MSRB.
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