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Karen Kwan
Assistant Vice President, Operations
235 Montgomery Street, Suite 1050
San Francisco, CA 94104
(415) 869-5963
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Carol Hallberg
Chief Compliance Officer
235 Montgomery Street, Suite 1050
San Francisco, CA 94104
(415)869-5968
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Protected Investors of America, Inc. is an SEC registered Investment Advisor and a member of FINRA , SIPC, and MSRB. PIA is licensed as a Broker/Dealer in all 50 states and may transact business in all 50 states. PIA is registered with the SEC as a Registered Investment Advisor in AZ, CA, FL, MA, ME, NV, OR, PA, TX, UT, WA, and WI. If you are do not reside in one of the above listed states, we will not attempt to transact securities for your account or to provide personalized investment advice to you unless and until we are licensed in your state or international jurisdiction. If you do not reside in one of the listed states, and are interested in PIA’s services, please contact the home office for more information.
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