OSJ Services
Protected Investors of America
CALIFORNIA HOME OFFICE SUPPORT
The Protected Investors of America (PIA) Super OSJ home office is comprised of licensed and unlicensed individuals who provide the supervision and support that our advisors and financial professionals need in order to focus on delivering top-quality services to their clients. Essentially, we focus on the on the daily nitty gritty details, so our financial professionals don't have to. OSJ services include:
Trade & new account approval
Compliance research
Annual audits
Marketing assistance
Quarterly informational meetings
And many other benefits.
Our home office is located in Santa Rosa, CA (about an hour north of San Francisco, CA), however our advisors and financial professionals are located throughout California and Arizona. Our clients can be found in 38 states.
Investment Advisor magazine, 2018-2012, 2010, 2008, 2007, Division IV; 2003, Division III. A broker-dealer becomes eligible for this honor only after a minimum of 10% of its producing rep-advisors cast valid ballots. The ballots rate the broker-dealer in 15 different categories defined by Investment Advisor as relevant challenges and concerns. Broker-dealers receiving the highest marks in each of four are declared Broker-Dealer of the Year. Results are based on experiences and perceptions of participants surveyed in June of each of the years listed. Experience may vary.
This recognition is not representative of investment performance or returns of rep/advisors. Visit advisorone.com.
Cambridge Investment Research, Inc.
BROKER-DEALER SUPPORT
Cambridge is an independent, privately-controlled financial solutions firm with over $100 billion assets under advisement, more than 900 home office associates, and over 3,300 independent registered representatives serving hundreds of thousands of investing clients across the United States. As an industry leader, we strive to create a workplace that reflects our four core values of integrity, commitment, flexibility, and kindness while fostering an atmosphere that allows our associates to thrive and enjoy our mutual success.
Cambridge has been:
Honored by financial professionals as ‘Broker-Dealer of the Year’ an unprecedented 13 times by Investment Advisor*
Recognized by associates as a ‘Top Workplace in Iowa’ by the Des Moines Register nine straight years, 2011 - 2019
Named third in overall satisfaction among independent advisors by J.D. Power and Associates, 2018
Awarded ‘Best Early Adoption Partner’ by Albridge, 2018
Earned the ‘Data Excellence Award’ by Albridge, 2016 – 2018
Learn more at their website: Cambridge Investment Research
Clearing Firms
THROUGH CAMBRIDGE, WE WORK WITH SEVERAL CLEARING FIRMS
Our advisors and financial professionals service client accounts through a variety of clearing firms. including:
**Fidelity Clearing and Custodian Solutions, FCCS
(Formerly National Financial Services, NFS)
Pershing
Charles Schwab
Other direct companies
Wondering about a particular company? contact us
***Fidelity Investments is an independent company, unaffiliated with Cambridge. Fidelity Investments is a service provider to Cambridge. There is no form of legal partnership, agency affiliation, or similar relationship between your financial advisor and Fidelity Investments, nor is such a relationship created or implied by the information herein. Fidelity Investments has not been involved with the preparation of the content supplied by Cambridge and does not guarantee, or assume any responsibility for, its content. Fidelity Investments is a registered trademark of FMR LLC.Fidelity Clearing & Custody SolutionsSM provides clearing, custody, and other brokerage services through National Financial Services LLC or FidelityBrokerage Services LLC, Members NYSE, SIPC. eReview number 807996.1.0
